Asset Management PROtect℠

Argo Pro’s Asset Management PROtect policy is a professional liability and/or management liability package offering investment advisers access to various coverages under one admitted policy.

    Table of Contents

  1. Highlights
  2. Appetite
  3. Resources

Coverage Highlights

  • Built-in third-party cyber coverage
  • Regulatory investigations coverage included in the definition of claim
  • Pre-claim defense costs for management liability
  • Built-in cost of corrections
  • Broad definition of investment advisory services
  • Protection for claims arising from:
    • Investment adviser professional liability (including third-party cyber liability)
    • Investment adviser management liability
    • Investment fund management liability
    • Employment practices liability
    • Fiduciary liability
    • Private fund liability
  • Coverage for the following:
    • Investment advisers
    • Wealth management firms
    • Mutual funds, exchange-traded funds, close-end funds
    • Hedge funds
    • Private real estate funds

Specialized Claims Handling

  • In-house seasoned claims handling group with deep experience in high-value, complex claims and settlements
  • Fully integrated with Argo Pro underwriting team
  • Strong relationships with top-tier firms

Appetite & Availability

Geographic availability

We can write on an admitted basis in the following states:

  • Alabama
  • Arizona
  • Arkansas
  • Connecticut
  • District of Columbia
  • Delaware
  • Florida
  • Georgia
  • Idaho
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Utah
  • Vermont
  • West Virginia
  • Wisconsin
  • Wyoming

Coverage is always subject to all of a policy’s terms and conditions. This is a summary of certain key aspects of coverage. Review the policy form for complete terms and conditions. Products are underwritten by U.S. insurers that are members of Argo Group. Some products are only available through an authorized surplus lines insurer.



Craig Landi


201-680-7881 Email

Mary Henderson

Senior Vice President, Financial Institutions

201-680-7878 Email

Rich Fachet

Vice President, Financial Institutions

212-607-8882 Email

Patrick McGinley

Vice President, Professional Liability Claims

212-607-8812 Email

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