Asset Management PROtect℠

Professional liability and/or management liability package offering investment advisers access to various coverages under one admitted policy.

Coverage Highlights

• Built-in third-party cyber coverage

• Regulatory investigations coverage included in the definition of claim

• Pre-claim defense costs for management liability

• Built-in cost of corrections

• Broad definition of investment advisory services

• Protection for claims arising from:

– Investment adviser professional liability (including third-party cyber liability)

– Investment adviser management liability

– Investment fund management liability

– Employment practices liability

– Fiduciary liability

– Private fund liability

Appetite & Availability

Targeted risks

• Investment advisers

• Wealth management firms

• Mutual funds, exchange-traded funds, close-end funds

• Hedge funds

• Private real estate funds

Additional Information

Specialized Claims Handling

• In-house seasoned claims handling group with deep experience in high-value, complex claims and settlements

• Fully integrated with Argo Pro underwriting team

• Strong relationships with top-tier firms



Craig Landi



Mary Henderson

Senior Vice President, Financial Institutions