Asset Management PROtectSM
Management and Professional Liability Insurance with Cyber Coverage
Argo Pro’s policy offers investment adviser management/professional liability.
Professional Liability
Investment adviser is sued for failing to properly reallocate and balance the client’s mix of assets to bonds.
Management Liability
Arbitration claim is filed with the National Association of Securities Dealers alleging the investment adviser caused a customer to suffer large financial loss.
Cost of Corrections
Investment adviser sells the wrong stock after a misunderstanding, resulting in a large reduction in the value of a client’s accounts.
Cyber Liability
Investment adviser’s computer is hacked, resulting in lawsuit over stolen data.
Subpoena Assistance
Costs related to compliance with document requests under subpoena are reimbursed.
Private Fund
Investment adviser sells the wrong stock owned by a private fund, resulting in a large reduction in the client’s accounts.
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